Blog

Let’s get a couple obvious things out of the way. First, we all know that data leaks are bad. And second, we also know that they happen all the time. According to the Identity Theft Resource Center breach report, the number of data breaches in 2015 for the US totaled 781.<\a> What you may not know is that outsider hacking attacks accounted for less than 40 percent of all breaches. [caption id="attachment_1772" align="alignleft" width="300"] Figure 1: Data Breach Incidents - By Type; Source: Identity Theft Resource Center 2015 Breach Report[/caption] If we take a look at this c

It shouldn’t come as news that every year the regulatory bodies which govern the financial industry come out with new rules, regulations, and standards by which these financial institutions need adhere. This year, it seems that a lot of regulatory focus has been on business culture, and business ethics, and with the cases that we’ve seen in the last year, it’s no surprise as to why. So, what are these changes, and what do they mean for the compliance surveillance space? Know Your Customer (KYC)             Recently proposed to be added to the regulatory framework

There’s no doubt that compliance is tricky business. Ensuring that your company adheres to the numerous regulations imposed by various bodies and administrations is a tough job that you may think requires you to hand it over to the experts. But you may be surprised to learn that doing that could cost you more in the end. Many firms who specialize in compliance offer the ever alluring idea that their “Former SEC/FINRA/CFTC” experts unburden you from the responsibility and hassle of ensuring that your firm is compliant with the multitude of regulations. While this sounds ideal, and in m

If I were to ask you, ‘what is the biggest risk at your company right now’, what would you say that was? You have your answer? Ok, now what measure do you have in place to manage that risk? Lastly, is the risk that you just thought of covered by your communication surveillance solution? If you answered ‘no’, you’re not alone. While the regulations governing electronic communication surveillance change often, there has been one phrase that remains intact, despite the multitude of revisions. “Each member shall establish and maintain a system to supervise the activities of each re

« Previous Page

Leave a Reply

NEWS

Technically Creative Celebrates 15 Years

A message from Danielle Amatulli, CEO of Technically Creative: So, you know that team you see, and you just know there is something special about them. They laugh, fight, and celebrate like family. There is synergy and innovation and they get more done than any other team you know. Well, that’s what we have built. […]

Webinar Replays

TC Oversight Controls: 6 Answers to Your Biggest Compliance Challenges

Hosted By: Technically Creative, inc.

Looking for answers to your NEW biggest compliance challenges? The TCOC Platform was designed to provide additional functionality and options to support your surveillance process. Manage your historical surveillance data, expedite the effectiveness of your analytics systems[…]

@TechCreativeIT

NEWSLETER

Back-To-Top