Tag:  Regulators

Two themes that we’ve covered in the past, if you want something done right you have to do it yourself and the importance of being proactive, are two common themes when it comes to the regulatory risk and compliance spaces. With the industry in the state that it is, the implications that a company is failing to institute its own measures for maintaining compliance with the regulations are becomi

Let’s get a couple obvious things out of the way. First, we all know that data leaks are bad. And second, we also know that they happen all the time. According to the Identity Theft Resource Center breach report, the number of data breaches in 2015 for the US totaled 781.<\a> What you may not know is that outsider hacking attacks accounted for less than 40 percent of all breaches. [c

It shouldn’t come as news that every year the regulatory bodies which govern the financial industry come out with new rules, regulations, and standards by which these financial institutions need adhere. This year, it seems that a lot of regulatory focus has been on business culture, and business ethics, and with the cases that we’ve seen in the last year, it’s no surprise as to why. S

There’s no doubt that compliance is tricky business. Ensuring that your company adheres to the numerous regulations imposed by various bodies and administrations is a tough job that you may think requires you to hand it over to the experts. But you may be surprised to learn that doing that could cost you more in the end. Many firms who specialize in compliance offer the ever alluring idea tha

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